SEC Form 4 · accession 0000899243-17-019560

Redfin Corp · RDFN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

James Slavet

Director

Period of report

Aug 2, 2017

Accepted (ET)

Aug 2, 2017 · 5:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001382821

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Aug 2, 2017	C	7,478,562	—	A	7,478,562	I	By Greylock XII Limited Partnership
Common Stock^F1,F3	Aug 2, 2017	C	830,950	—	A	830,950	I	By Greylock XII-A Limited Partnership

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series D Preferred Stock^F1,F2	—	Aug 2, 2017	C	7,117,070	D	—	—	Common Stock	7,117,070	I
Series E Preferred Stock^F1,F2	—	Aug 2, 2017	C	240,499	D	—	—	Common Stock	240,499	I
Series F Preferred Stock^F1,F2	—	Aug 2, 2017	C	120,993	D	—	—	Common Stock	120,993	I
Series D Preferred Stock^F1,F3	—	Aug 2, 2017	C	790,785	D	—	—	Common Stock	790,785	I
Series E Preferred Stock^F1,F3	—	Aug 2, 2017	C	26,722	D	—	—	Common Stock	26,722	I
Series F Preferred Stock^F1,F3	—	Aug 2, 2017	C	13,443	D	—	—	Common Stock	13,443	I

Explanation of responses

F1Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.
F2The shares are held directly by Greylock XII Limited Partnership ("Greylock XII LP"). Greylock XII GP Limited Liability Company ("Greylock XII GP") is the sole General Partner of Greylock XII LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XII LP. James Slavet is a managing member of Greylock XII GP and may be deemed to share voting and investment power over the securities held by Greylock XII LP. Mr. Slavet disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3The shares are held directly by Greylock XII-A Limited Partnership ("Greylock XII-A LP"). Greylock XII GP is the sole General Partner of Greylock XII-A LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XII-A LP. James Slavet is a managing member of Greylock XII GP and may be deemed to share voting and investment power over the securities held by Greylock XII-A LP. Mr. Slavet disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.