SEC Form 4 · accession 0001567619-18-003622
ESSA Bancorp, Inc. · ESSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary S Olson
Officer — President and CEO · Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 2:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4,F5 | Oct 1, 2018 | S | 100 | $16.24 | D | 59,785 | D | |
| Common StockF2,F3,F4,F5 | Oct 1, 2018 | S | 1,124 | $16.25 | D | 58,661 | D | |
| Common StockF2,F3,F4,F5 | Oct 1, 2018 | S | 100 | $16.26 | D | 58,561 | D | |
| Common StockF2,F3,F4,F5 | Oct 1, 2018 | S | 74 | $16.28 | D | 58,487 | D | |
| Common StockF2,F3,F4,F5 | Oct 2, 2018 | S | 800 | $16.25 | D | 57,687 | D | |
| Common StockF2,F3,F4,F5 | Oct 2, 2018 | S | 100 | $16.26 | D | 57,587 | D | |
| Common StockF1 | holding | — | — | — | 41,087 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 130 | I | By Spouse's IRA 1 | |
| Common Stock | holding | — | — | — | 136 | I | By Spouse's IRA 2 | |
| Common StockF1 | holding | — | — | — | 11,986 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2016.
- F3Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2017.
- F4Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2018.
- F5Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2019.