SEC Form 4 · accession 0001567619-18-003565
ESSA Bancorp, Inc. · ESSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter A Gray
Officer — EVP/Dir. Strategic Initiatives
Period of report
Sep 30, 2018
Accepted (ET)
Oct 2, 2018 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Sep 30, 2018 | F | 252 | $16.26 | D | 4,952 | D | |
| Common StockF4,F2,F3 | Oct 1, 2018 | A | 3,077 | $0.00 | A | 8,029 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By IRA | |
| Common StockF1 | holding | — | — | — | 354 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Includes shares of restricted stock which vest 324 shares on each of September 30, 2017, 2018, 2019 and 2020, and 1,000 shares on each of March 29, 2018 and 2019.
- F3Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2018.
- F4Shares of restricted stock vest at a rate of 25% per year commencing on September 30, 2019.