SEC Form 4 · accession 0001567619-18-003553
ESSA Bancorp, Inc. · ESSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane K Reimer
Officer — Senior Vice President
Period of report
Sep 30, 2018
Accepted (ET)
Oct 2, 2018 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | Sep 30, 2018 | F | 586 | $16.26 | D | 94,037 | D | |
| Common StockF5,F2,F3,F4 | Oct 1, 2018 | A | 1,538 | $0.00 | A | 95,575 | D | |
| Common StockF1 | holding | — | — | — | 23,628 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 8,891 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2016.
- F3Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2017.
- F4Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2018.
- F5Shares of restricted stock vest at a rate of 25% per year commencing on September 30, 2019.