SEC Form 4 · accession 0001567619-18-003414

ESSA Bancorp, Inc. · ESSA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — President and CEO · Director

Period of report

Sep 27, 2018

Accepted (ET)

Oct 1, 2018 · 6:02 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001382230

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2,F3,F4	Sep 27, 2018	S	281	$16.16	D	58,626	D
Common Stock^F2,F3,F4	Sep 27, 2018	S	419	$16.17	D	58,207	D
Common Stock^F2,F3,F4	Sep 27, 2018	S	100	$16.18	D	58,107	D
Common Stock^F2,F3,F4	Sep 27, 2018	S	800	$16.25	D	57,307	D
Common Stock^F2,F3,F4	Sep 27, 2018	S	200	$16.26	D	57,107	D
Common Stock^F2,F3,F4	Sep 27, 2018	S	700	$16.30	D	56,407	D
Common Stock^F2,F3,F4	Sep 28, 2018	S	200	$16.15	D	56,207	D
Common Stock^F2,F3,F4	Sep 28, 2018	S	100	$16.20	D	56,107	D
Common Stock^F2,F3,F4	Sep 28, 2018	S	400	$16.22	D	55,807	D
Common Stock^F2,F3,F4	Sep 28, 2018	S	100	$16.24	D	55,707	D
Common Stock^F2,F3,F4	Sep 28, 2018	S	400	$16.25	D	55,307	D
Common Stock^F1	holding	—	—		—	41,087	I	By 401(k)
Common Stock	holding	—	—		—	130	I	By Spouse's IRA 1
Common Stock	holding	—	—		—	136	I	By Spouse's IRA 2
Common Stock^F1	holding	—	—		—	11,986	I	By ESOP

No Table II lines on this filing.

F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F2Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2016.
F3Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2017.
F4Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2018.