SEC Form 4 · accession 0001140361-17-036354
ESSA Bancorp, Inc. · ESSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth B Weekes
Director
Period of report
Sep 21, 2017
Accepted (ET)
Sep 25, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 21, 2017 | M | 12,000 | $12.35 | A | 36,672 | D | |
| Common Stock | Sep 21, 2017 | F | 9,789 | $15.14 | D | 26,883 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.35 | Sep 21, 2017 | M | 12,000 | D | May 23, 2009 | May 23, 2018 | Common Stock | 12,000 | 12,127 | D |