SEC Form 4 · accession 0001140361-16-089517
ESSA Bancorp, Inc. · ESSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Henning
Director
Period of report
Dec 9, 2016
Accepted (ET)
Dec 13, 2016 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | M | 54,127 | $12.35 | A | 104,504 | D | |
| Common Stock | Dec 9, 2016 | F | 40,076 | $16.68 | D | 64,428 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.35 | Dec 9, 2016 | M | 54,127 | D | May 23, 2009 | May 23, 2018 | Common Stock | 54,127 | 0 | D |