SEC Form 4 · accession 0001140361-16-087391
ESSA Bancorp, Inc. · ESSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Selig Jr.
Director
Period of report
Nov 18, 2016
Accepted (ET)
Nov 21, 2016 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | M | 10,000 | $12.35 | A | 90,801 | D | |
| Common Stock | Nov 18, 2016 | F | 8,356 | $14.78 | D | 82,445 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.35 | Nov 18, 2016 | M | 10,000 | D | May 23, 2009 | May 23, 2018 | Common Stock | 10,000 | 19,127 | D |