SEC Form 4 · accession 0001140361-16-087222
ESSA Bancorp, Inc. · ESSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick E Kutteroff
Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 18, 2016 · 2:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2016 | M | 10,000 | $12.35 | A | 40,657 | D | |
| Common Stock | Nov 17, 2016 | F | 8,482 | $14.56 | D | 32,175 | D | |
| Common Stock | holding | — | — | — | 10,219 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.35 | Nov 17, 2016 | M | 10,000 | D | May 23, 2009 | May 23, 2018 | Common Stock | 10,000 | 44,127 | D |