SEC Form 4 · accession 0001140361-16-087057
ESSA Bancorp, Inc. · ESSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Viechnicki
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 2:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2016 | M | 9,127 | $12.35 | A | 17,778 | D | |
| Common Stock | Nov 15, 2016 | F | 7,768 | $14.51 | D | 10,010 | D | |
| Common Stock | holding | — | — | — | 44,000 | I | By IRA | |
| Common Stock | holding | — | — | — | 15,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.35 | Nov 15, 2016 | M | 9,127 | D | May 23, 2009 | May 23, 2018 | Common Stock | 9,127 | 0 | D |