SEC Form 4 · accession 0001140361-16-082228
ESSA Bancorp, Inc. · ESSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Hangen
Officer — SVP and CLO
Period of report
Sep 30, 2016
Accepted (ET)
Oct 7, 2016 · 12:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Sep 30, 2016 | F | 609 | $13.83 | D | 7,047 | D | |
| Common Stock | holding | — | — | — | 8,518 | I | By IRA | |
| Common Stock | holding | — | — | — | 4,140 | I | By Spouse's IRA | |
| Common StockF4 | holding | — | — | — | 2,492 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2014.
- F2Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2015.
- F3Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2016.
- F4Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.