SEC Form 4 · accession 0001140361-16-080265
ESSA Bancorp, Inc. · ESSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Viechnicki
Director
Period of report
Sep 16, 2016
Accepted (ET)
Sep 20, 2016 · 1:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 16, 2016 | M | 7,000 | $12.35 | A | 14,853 | D | |
| Common Stock | Sep 16, 2016 | S | 6,202 | $13.94 | D | 8,651 | D | |
| Common Stock | holding | — | — | — | 44,000 | I | By IRA | |
| Common Stock | holding | — | — | — | 15,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.35 | Sep 16, 2016 | M | 7,000 | D | May 23, 2009 | May 23, 2018 | Common Stock | 7,000 | 9,127 | D |