SEC Form 4 · accession 0001140361-16-069607
ESSA Bancorp, Inc. · ESSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Henning
Director
Period of report
Jun 10, 2016
Accepted (ET)
Jun 13, 2016 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2016 | S | 300 | $13.63 | D | 4,700 | I | As custodian for child 1 |
| Common Stock | Jun 10, 2016 | S | 2,900 | $13.60 | D | 1,800 | I | As custodian for child 1 |
| Common Stock | Jun 10, 2016 | S | 95 | $13.59 | D | 1,705 | I | As custodian for child 1 |
| Common Stock | Jun 10, 2016 | S | 1,705 | $13.58 | D | 0 | I | As custodian for child 1 |
| Common Stock | Jun 10, 2016 | S | 3,000 | $13.63 | D | 2,000 | I | As custodian for child 2 |
| Common Stock | Jun 10, 2016 | S | 2,000 | $13.62 | D | 0 | I | As custodian for child 2 |
| Common Stock | holding | — | — | — | 50,377 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.35 | holding | — | — | — | May 23, 2009 | May 23, 2018 | Common Stock | 54,127 | 54,127 | D |