SEC Form 4 · accession 0001140361-16-065588
ESSA Bancorp, Inc. · ESSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Henning
Director
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 3:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2016 | S | 2,000 | $13.57 | D | 8,000 | I | By spouse |
| Common Stock | May 12, 2016 | S | 1,900 | $13.59 | D | 6,100 | I | By spouse |
| Common Stock | May 12, 2016 | S | 2,400 | $13.60 | D | 3,700 | I | By spouse |
| Common Stock | May 12, 2016 | S | 2,600 | $13.61 | D | 1,100 | I | By spouse |
| Common Stock | May 12, 2016 | S | 100 | $13.62 | D | 1,000 | I | By spouse |
| Common Stock | May 12, 2016 | S | 700 | $13.63 | D | 300 | I | By spouse |
| Common Stock | May 12, 2016 | S | 300 | $13.64 | D | 0 | I | By spouse |
| Common Stock | holding | — | — | — | 5,000 | I | As custodian for child 1 | |
| Common Stock | holding | — | — | — | 5,000 | I | As custodian for child 2 | |
| Common Stock | holding | — | — | — | 50,377 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.35 | holding | — | — | — | May 23, 2009 | May 23, 2018 | Common Stock | 54,127 | 54,127 | D |