SEC Form 4 · accession 0001140361-15-044379

ESSA Bancorp, Inc. · ESSA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 11, 2015

Accepted (ET)

Dec 14, 2015 · 2:50 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001382230

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 11, 2015	S	800	$13.262	D	10,337	D
Common Stock	Dec 11, 2015	S	447	$13.3092	D	9,930	D
Common Stock	Dec 11, 2015	S	100	$13.27	D	9,830	D
Common Stock	Dec 11, 2015	S	100	$13.28	D	9,730	D
Common Stock	Dec 11, 2015	S	100	$13.2501	D	9,630	D
Common Stock	Dec 11, 2015	S	229	$13.29	D	9,401	D
Common Stock	Dec 11, 2015	S	224	$13.30	D	9,177	D
Common Stock	Dec 14, 2015	G	200	$0.00	D	8,977	D
Common Stock	holding	—	—		—	44,000	I	By IRA
Common Stock	holding	—	—		—	15,000	I	By Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options	$12.35	holding	—	—	—	May 23, 2009	May 23, 2018	Common Stock	54,127	54,127	D