SEC Form 3/A · accession 0001185185-16-005617
6D Global Technologies, Inc · SIXD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas Joseph Iaciofano
Officer — VP, Digital & Content Strategy
Period of report
Apr 1, 2015
Accepted (ET)
Oct 26, 2016 · 12:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 50,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
This Form 3/A is being filed to revise the amount of securities beneficially held by the Reporting Person. As initially reported, the Reporting Person was granted 250,000 restricted shares, which were to vest in five (5) equal installments of 50,000 shares each. The first two (2) installments vested on March 20, 2015 and September 20, 2015. The Reporting Person has agreed to a rescission of the installment which vested on September 20, 2015 and the forfeiture of the remaining unvested installments of 150,000 shares. As a result, the Reporting Person beneficially owns 50,000 shares, which vested on March 20, 2015.