SEC Form 4 · accession 0001185185-16-003865
6D Global Technologies, Inc · SIXD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Paul Szynkowski
Officer — Chief Financial Officer
Period of report
Jan 18, 2016
Accepted (ET)
Mar 8, 2016 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382219
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F1 | $2.90 | Jan 18, 2016 | A | 16,000 | A | — | Jan 18, 2026 | Common Stock | 16,000 | 16,000 | D |
Explanation of responses
- F1The options will vest pro rata in five equal installments on January 18, 2017, January 18, 2018, January 18, 2019, January 18, 2020, and January 18, 2021.