SEC Form 3/A · accession 0001185185-16-003679
6D Global Technologies, Inc · SIXD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Piotr A. Chrzaszcz
Director
Period of report
Oct 24, 2015
Accepted (ET)
Feb 12, 2016 · 3:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 684 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F1 | $2.90 | holding | — | — | — | — | Nov 1, 2025 | Common Stock | 20,000 | — | D |
Explanation of responses
- F1The options were granted pursuant to 6D Global Technologies, Inc.'s 2015 Omnibus Incentive Plan and will vest on November 1, 2016.
Remarks
This Form 3/A is being filed to correct the date exercisable, which was incorrectly reported as the stock options vesting in twelve equal monthly installments beginning on November 24, 2015.