SEC Form 4 · accession 0001185185-16-003675
6D Global Technologies, Inc · SIXD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Hartung
Director
Period of report
Oct 19, 2015
Accepted (ET)
Feb 12, 2016 · 3:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382219
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F1 | $2.90 | Oct 19, 2015 | A | 20,000 | A | — | Oct 19, 2025 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1The options were granted pursuant to 6D Global Technologies, Inc.'s 2015 Omnibus Incentive Plan and will vest on October 19, 2016.