SEC Form 4 · accession 0001185185-15-001044
6D Global Technologies, Inc · SIXD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Sullivan
Officer — Executive Vice President
Period of report
Apr 1, 2015
Accepted (ET)
Apr 29, 2015 · 2:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382219
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F1 | $8.28 | Apr 1, 2015 | A | 25,000 | A | — | Apr 1, 2025 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The options will vest pro rata in five equal installments on April 1, 2016, April 1, 2017, April 1, 2018, April 1, 2019, and April 1, 2020.