SEC Form 4 · accession 0001185185-15-000612
6D Global Technologies, Inc · SIXD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Hartung
Director
Period of report
Mar 24, 2015
Accepted (ET)
Mar 26, 2015 · 3:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382219
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F1 | $8.60 | Mar 24, 2015 | A | 20,000 | A | Jun 27, 2015 | Mar 24, 2025 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1The options have been granted as director compensation to the Reporting Person, and will vest on June 27, 2015, the one year anniversary of the Reporting Person's appointment to the Board of Directors of the Issuer.