SEC Form 4 · accession 0002140078-26-000004
TFS Financial CORP · TFSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E LaRocca
Officer — Accounting and Finance Officer
Period of report
Jun 29, 2026
Accepted (ET)
Jun 30, 2026 · 3:02 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001381668
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 29, 2026 | A | 4,600 | A | — | — | Common Stock | 4,600 | 4,600 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- F2On June 29, 2026 the reporting person received a grant of 4,600 Restricted Stock Units (RSU's). These RSU's fully vest on January 29, 2027.