SEC Form 4 · accession 0001921069-26-000003
TFS Financial CORP · TFSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley T Stefanski
Officer — Chief Strategy Officer
Period of report
Sep 11, 2026
Accepted (ET)
Sep 15, 2026 · 10:40 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001381668
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2026 | S | 10,000 | $16.94 | D | 38,720 | D | |
| Common StockF1 | holding | — | — | — | 8,497 | I | ESOP | |
| Common Stock | holding | — | — | — | 10,000 | I | Trustee for family trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 8,600 | 8,600 | D |
| Restricted Stock UnitsF2,F4 | — | holding | — | — | — | — | — | Common Stock | 2,867 | 2,867 | D |
| Restricted Stock UnitsF2,F5 | — | holding | — | — | — | — | — | Common Stock | 15,000 | 15,000 | D |
| Employee Stock Option (right to buy)F6 | $14.74 | holding | — | — | — | — | Jan 5, 2028 | Common Stock | 1,800 | 1,800 | D |
Explanation of responses
- F1Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- F2Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- F3On December 18, 2025, the reporting person received a grant of 8,600 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2026.
- F4On December 19, 2024, the reporting person received a grant of 4,300 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025.
- F5On March 4, 2024, the reporting person received a grant of 15,000 Restricted Stock Units (RSUs). These RSUs fully vest on December 10, 2026.
- F6On January 5, 2018, reporting person received a grant of 1,800 stock options. These stock options vest 100% on December 10, 2020