SEC Form 4 · accession 0001820738-26-000002
TFS Financial CORP · TFSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susanne N. Miller
Officer — Chief Accounting Officer
Period of report
Jun 5, 2026
Accepted (ET)
Jun 8, 2026 · 1:51 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001381668
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 5, 2026 | M | 11,000 | $14.74 | A | 30,357 | D | |
| Common StockF2 | Jun 5, 2026 | F | 10,248 | $16.33 | D | 20,109 | D | |
| Common StockF3 | holding | — | — | — | 18,324 | I | ESOP | |
| Common StockF3 | holding | — | — | — | 10,762 | I | 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $14.74 | Jun 5, 2026 | M | 11,000 | D | — | Jan 15, 2028 | Common Stock | 11,000 | 0 | D |
| Restricted Stock UnitsF5,F6 | — | holding | — | — | — | — | — | Common Stock | 6,000 | 6,000 | D |
| Employee Stock Option (right to buy)F7 | $12.94 | holding | — | — | — | — | Mar 4, 2034 | Common Stock | 18,000 | 18,000 | D |
Explanation of responses
- F1These common shares were acquired upon the exercise and settlement of certain stock options.
- F2These common shares were delivered to the issuer to pay for the options exercise price and applicable withholding tax due upon the exercise of certain stock options.
- F3Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- F4On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options fully vest on December 10, 2020.
- F5Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- F6On March 4, 2024, the reporting person received a grant of 6,000 Restricted Stock Units (RSUs). These RSUs fully vest on December 10, 2026.
- F7On March 4, 2024, the reporting person received a grant of 18,000 stock options. These options fully vest on December 10, 2026.