SEC Form 4 · accession 0001209191-19-013705
Domtar CORP · UFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Fagan
Officer — President, Personal Care
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001381531
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2019 | M | 3,209 | $33.78 | A | 5,946 | D | |
| Common Stock | Feb 22, 2019 | M | 3,727 | $39.81 | A | 9,673 | D | |
| Common Stock | Feb 22, 2019 | M | 3,677 | $43.66 | A | 13,350 | D | |
| Common StockF1 | Feb 22, 2019 | S | 10,513 | $52.71 | D | 2,837 | D | |
| Common Stock | Feb 22, 2019 | S | 100 | $53.63 | D | 2,737 | D | |
| Common StockF2 | Feb 22, 2019 | M | 6,547 | $0.00 | A | 9,284 | D | |
| Common StockF3 | Feb 22, 2019 | D | 0 | $52.69 | D | 9,284 | D | |
| Common StockF4 | Feb 22, 2019 | F | 2,927 | $52.69 | D | 6,357 | D | |
| Common StockF5 | Feb 22, 2019 | M | 4,416 | $0.00 | A | 10,773 | D | |
| Common StockF5 | Feb 22, 2019 | A | 5,489 | $0.00 | A | 16,263 | D | |
| Common StockF3 | Feb 22, 2019 | D | 1 | $52.36 | D | 16,262 | D | |
| Common StockF4 | Feb 22, 2019 | F | 4,428 | $52.36 | D | 11,834 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $33.78 | Feb 22, 2019 | M | 3,209 | D | Feb 22, 2019 | Feb 22, 2023 | Common Stock | 3,209 | 0 | D |
| Employee Stock Options (Right to Buy) | $39.81 | Feb 22, 2019 | M | 3,727 | D | Feb 21, 2019 | Feb 21, 2024 | Common Stock | 3,727 | 3,729 | D |
| Employee Stock Options (Right to Buy) | $43.66 | Feb 22, 2019 | M | 3,677 | D | Feb 20, 2019 | Feb 20, 2025 | Common Stock | 3,677 | 7,357 | D |
| Performance Stock UnitsF6 | — | Feb 22, 2019 | M | 4,416 | D | Feb 22, 2019 | Feb 22, 2019 | Common Stock | 4,416 | 0 | D |
| Restricted Stock UnitsF6 | — | Feb 22, 2019 | M | 6,547 | D | Feb 22, 2019 | Feb 22, 2019 | Common Stock | 6,547 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $52.41 to $53.15. The price reported above is the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Settlement of Restricted Stock Units (RSUs) that vested on February 22, 2019.
- F3Fractional RSU/PSU settled in cash.
- F4Payment of tax liability by witholding Securities incident to the settlement of RSUs/PSUs.
- F5Settlement of Performance Stock Units (PSUs) that vested on February 22, 2019
- F6Each Stock Unit is the economic equivalent of one share of Domtar Corporation Common Stock.