SEC Form 4 · accession 0001567619-19-000250
Interactive Brokers Group, Inc. · IBKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denis Mendonca
Officer — Chief Accounting Officer
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001381197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1,F2 | Dec 31, 2018 | A | 5,948 | $0.00 | A | 16,352 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 10% on 5/9/2019 and 15% on each of the first six anniversaries of 5/9/2019.
- F2This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan.