SEC Form 4 · accession 0001140361-18-034580
Interactive Brokers Group, Inc. · IBKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas AJ Frank
Officer — Chief Information Officer
Period of report
Jul 27, 2018
Accepted (ET)
Jul 31, 2018 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001381197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1,F2 | Jul 27, 2018 | A | 1,000,000 | $61.37 | A | 1,000,000 | I | By IBG Holdings LLC |
| Class A common stockF3 | holding | — | — | — | 311,058 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. The shares were acquired in a share for share exchange between IBG Holdings LLC and the issuer, in which each share of Class A common stock of the issuer was acquired by IBG Holdings LLC in exchange for one membership interest in IBG LLC.
- F2The per share price provided represents the closing price of the issuer's Class A common stock on 7/27/2018, the date when the exchange described in footnote (1) took place.
- F3This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.