SEC Form 4/A · accession 0001140361-18-017624
Interactive Brokers Group, Inc. · IBKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Earl H Nemser
Officer — Vice Chairman · Director
Period of report
Dec 31, 2017
Accepted (ET)
Apr 6, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001381197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1,F2 | Dec 31, 2017 | A | 5,025 | $0.00 | A | 100,610 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This represents a grant of restricted stock units under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018.
- F2This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the 2007 Stock Incentive Plan ("Plan"), (b) unvested restricted stock units that were awarded under the Plan, and (c) 5,025 restricted stock units that will be issued under the amended 2007 Stock Incentive Plan ("Amended Plan") subject to shareholder approval of the Amended Plan.
Remarks
The original Form 4 incorrectly reported the restricted stock units of 5,025, to be issued under the Amended Plan, subject to shareholder approval of the Amended Plan, as restricted stock.