SEC Form 4 · accession 0001140361-17-022338
Interactive Brokers Group, Inc. · IBKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Earl H Nemser
Officer — Vice Chairman · Director
Period of report
May 9, 2017
Accepted (ET)
May 25, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001381197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1,F2 | May 9, 2017 | F | 4,458 | $35.80 | D | 96,585 | D | |
| Class A common stockF3 | holding | — | — | — | 50,000 | I | By IBG Holdings LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price represents the closing price of the issuer's Class A common stock as of May 9, 2017, the vesting date.
- F2These shares represent the aggregate number of shares of restricted stock from awards granted under the 2007 Stock Incentive Plan since its inception, less vested shares that were withheld for tax purposes, or sold previously.
- F3Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. The shares were acquired in a share for share exchange between IBG Holdings LLC and the issuer, in which each share of Class A common stock of the issuer was acquired by IBG Holdings LLC in exchange for one membership interest in IBG LLC.