SEC Form 4 · accession 0001140361-17-020741
Interactive Brokers Group, Inc. · IBKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Milan Galik
Officer — President · Director
Period of report
Nov 1, 2016
Accepted (ET)
May 15, 2017 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001381197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 1, 2016 | A | 1 | $32.63 | A | 734,953 | D | |
| Class A Common StockF1,F2 | Nov 2, 2016 | A | 1 | $32.42 | A | 734,954 | D | |
| Class A Common StockF1,F3 | Apr 25, 2017 | S | 1 | $34.52 | A | 849,751 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1An investment advisor hired by the reporting person inadvertently purchased / sold shares of IBKR as part of a broad based investment strategy.
- F2These shares of Class A Common Stock are owned directly by the reporting person and represent the aggregate number of shares of restricted stock from awards granted under the 2007 Stock Incentive Plan since its inception, less vested shares that were withheld for tax purposes, or sold previously. The reported amount also includes the shares inadvertently purchased by an investment advisor hired by the reporting person as part of a broad based investment strategy.
- F3The reported amount also includes the shares sold by an investment advisor hired by the reporting person as part of a broad based investment strategy, as well as shares granted on December 31, 2016 under the 2007 Stock Incentive Plan, previously reported on Form 4 filed with the Securities Exchange Commission on January 4, 2017.
Remarks
This Form 4 is filed to report shares inadvertently purchased on November 1, 2016, November 2, 2016 and sold on April 25, 2017. Subsequently filed Form 4s through January 4, 2017 are hereby amended to reflect the number of shares beneficially owned at the end of the period reported on such form (which are shown in column 5) by the shares shown to be purchased in this report on November 1, 2016 and November 2, 2016.