SEC Form 4 · accession 0001140361-15-045703
Interactive Brokers Group, Inc. · IBKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Peterffy
Officer — Chief Executive Officer · Director
Period of report
Dec 24, 2015
Accepted (ET)
Dec 28, 2015 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001381197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 24, 2015 | A | 250,000 | $42.58 | A | 250,000 | D | |
| Class A Common Stock | Dec 24, 2015 | G | 250,000 | $0.00 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were acquired in a share for share exchange between IBG Holdings LLC and the issuer, in which each share of Class A Common Stock of the issuer was acquired by IBG Holdings LLC in exchange for one membership interest in IBG LLC. The shares of Class A Common Stock were transferred from IBG Holdings LLC to the Reporting Person in redemption of a portion of his membership interests in IBG Holdings LLC.
- F2The per share price provided represents the closing price of the issuer's Class A Common Stock on 12/24/2015, the date when the exchange described in footnote 1 took place.
- F3The Reporting Person donated 250,000 shares of IBKR Class A Common Stock to a private foundation. No shares were sold.