SEC Form 4/A · accession 0001140361-15-041920
Interactive Brokers Group, Inc. · IBKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Earl H Nemser
Officer — Vice Chairman · Director
Period of report
Oct 12, 2015
Accepted (ET)
Nov 16, 2015 · 8:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001381197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F3,F2 | Oct 12, 2015 | S | 1,303 | $38.73 | D | 29,340 | I | By IBG Holdings LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC, that went into effect July 24, 2015.
- F2Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.30 to $39.14, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote (3) to this Form 4.
Remarks
This amended Form 4 is filed to include shares sold on October 12, 2015, inadvertently excluded from the original filing. Subsequently filed Form 4s through November 12, 2015 are hereby amended to reduce the number of shares beneficially owned at the end of the period reported on such form (which are shown in column 5) by the shares shown to be sold in this amended report. All other information contained on the original Form 4 was accurately reported.