SEC Form 4 · accession 0001140361-15-028870
Interactive Brokers Group, Inc. · IBKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas AJ Frank
Officer — Chief Information Officer
Period of report
Jul 24, 2015
Accepted (ET)
Jul 28, 2015 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001381197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jul 24, 2015 | A | 500,000 | $42.18 | A | 500,000 | I | By IBG Holdings LLC |
| Class A Common StockF3 | holding | — | — | — | 309,161 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.
- F2The shares were acquired in a share for share exchange between IBG Holdings LLC and the issuer, in which each share of Class A Common Stock of the issuer was acquired by IBG Holdings LLC in exchange for one membership interest in IBG LLC. The per share price provided represents the closing price of the issuer's Class A Common Stock on 7/24/2015, the date when the exchange described took place.
- F3These shares of Class A Common Stock are owned directly by the reporting person and represent the aggregate number of shares of restricted stock from awards granted under the 2007 Stock Incentive Plan since its inception, less vested shares that were withheld for tax purposes, or sold previously.