SEC Form 4 · accession 0001380936-15-000006
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND · GOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald E Toupin Jr.
Director · Other
Period of report
Nov 18, 2015
Accepted (ET)
Nov 18, 2015 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| GOF Common Stock | Nov 18, 2015 | P | 100 | $18.00 | A | 740 | D |
Table II — derivative securities
No Table II lines on this filing.