SEC Form 4 · accession 0001179110-19-000874
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND · GOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall C Barnes
Director · Other
Period of report
Jan 22, 2019
Accepted (ET)
Jan 23, 2019 · 1:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2019 | P | 2,700 | $19.00 | A | 44,388 | D | |
| Common Stock | Jan 22, 2019 | P | 2,575 | $18.95 | A | 30,894 | I | Mother's Roth IRA (Laverne Barnes) (formerly father's IRA prior to his death) |
Table II — derivative securities
No Table II lines on this filing.