SEC Form 4 · accession 0001179110-18-014219
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND · GOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maynard F. Oliverius
Director · Other
Period of report
Dec 20, 2018
Accepted (ET)
Dec 21, 2018 · 9:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 20, 2018 | P | 100 | $17.299 | A | 14,250 | D | |
| Common Stock | Dec 20, 2018 | P | 400 | $17.30 | A | 14,650 | D |
Table II — derivative securities
No Table II lines on this filing.