SEC Form 4 · accession 0001179110-18-012407
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND · GOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maynard F. Oliverius
Director · Other
Period of report
Oct 31, 2018
Accepted (ET)
Oct 31, 2018 · 1:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2018 | P | 300 | $19.17 | A | 11,450 | D | |
| Common Stock | Oct 31, 2018 | P | 700 | $19.14 | A | 12,150 | D |
Table II — derivative securities
No Table II lines on this filing.