SEC Form 4 · accession 0001179110-18-011665
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND · GOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall C Barnes
Director · Other
Period of report
Sep 26, 2018
Accepted (ET)
Sep 26, 2018 · 2:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 26, 2018 | P | 3,950 | $20.55 | A | 27,287 | I | Mother's Roth IRA (formerly father's IRA prior to his death) |
Table II — derivative securities
No Table II lines on this filing.