SEC Form 4 · accession 0001179110-16-021672
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND · GOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall C Barnes
Director · Other
Period of report
Mar 14, 2016
Accepted (ET)
Mar 15, 2016 · 11:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2016 | P | 2,000 | $16.13 | A | 7,498 | I | Deborah Barnes Roth IRA (Wife) |
| Common Stock | Mar 14, 2016 | P | 4,000 | $16.15 | A | 15,395 | I | Dean Barnes Roth IRA (Father) |
Table II — derivative securities
No Table II lines on this filing.