SEC Form 4 · accession 0001726123-18-000017
TriState Capital Holdings, Inc. · TSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Demas
Officer — Chief Financial Officer
Period of report
Oct 19, 2018
Accepted (ET)
Oct 22, 2018 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 19, 2018 | P | 1,000 | $24.5794 | A | 6,500 | I | Vanguard fbo Shannon L Hungerford IRA |
| Common StockF3 | holding | — | — | — | 2,500 | D | ||
| Common Stock | holding | — | — | — | 31,859 | D | ||
| Common Stock | holding | — | — | — | 200 | I | Vanguard fbo David J. Demas IRA | |
| Depositary Shares | holding | — | — | — | 2,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person filed a Form 4 on May 29, 2018 (the "May 29 Form 4") which underreported his purchase of shares of TriState Capital Holdings, Inc. common stock ("TriState common stock") on May 25, 2018. The May 29 Form 4 reported that he had purchased 998 shares of TriState common stock when he had in fact purchased 1,000 shares of TriState common stock. This corrected amount is reflected above.
- F2Shannon L Hungerford is the reporting person's Spouse.
- F3Shares held jointly by the reporting person and his spouse.