SEC Form 4 · accession 0001726123-18-000003
TriState Capital Holdings, Inc. · TSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Demas
Officer — Chief Financial Officer
Period of report
Jan 16, 2018
Accepted (ET)
Jan 31, 2018 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 16, 2018 | A | 1,859 | $0.00 | A | 31,859 | D | |
| Common Stock | holding | — | — | — | 3,500 | I | Vanguard fbo Shannon L Hungerford IRA | |
| Common Stock | holding | — | — | — | 100 | I | Vanguard fbo David J. Demas IRA | |
| Common StockF1 | holding | — | — | — | 500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held jointly by the Reporting Owner and his spouse.
- F2The Reporting Person elected to receive these shares of stock, all of which are shares of restricted stock issued under the Company's 2014 Omnibus Incentive Plan that vests in three years, in lieu of cash payments under the incentive compensation program applicable to the Reporting Person.