SEC Form 4 · accession 0001713310-18-000001
TriState Capital Holdings, Inc. · TSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian S Fetterolf
Officer — President and CEO of Bank Sub · Director
Period of report
Jan 16, 2018
Accepted (ET)
Jan 31, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 16, 2018 | A | 38,459 | $0.00 | A | 123,549 | D | |
| Common StockF2 | holding | — | — | — | 37,235 | D | ||
| Common StockF3 | holding | — | — | — | 10,750 | I | Crosshair Ventures, L.P. | |
| Common StockF4 | holding | — | — | — | 13,334 | I | Trust for Donald L. Fetterolf |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person elected to receive 18,459 shares of this stock, all of which are shares of restricted stock issued under the Company's 2014 Omnibus Incentive Plan that vests in three years, in lieu of cash payments under the incentive compensation program applicable to the Reporting Person. The remaining shares were issued to him as a restricted stock award under that incentive compensation program.
- F2Held jointly with reporting person's spouse
- F3The reporting person is a limited partner of Crosshair Ventures, L.P. and the President of and has an interest in its general partner.
- F4The reporting person is one of two trustees and a beneficiary of the Trust.