SEC Form 4 · accession 0001575610-18-000003
TriState Capital Holdings, Inc. · TSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Helen Hanna Casey
Director
Period of report
Nov 29, 2018
Accepted (ET)
Dec 3, 2018 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2018 | M | 6,000 | $12.00 | A | 48,055 | D | |
| Common StockF1 | holding | — | — | — | 25,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $12.00 | Nov 29, 2018 | M | 6,000 | D | Jun 18, 2011 | Dec 18, 2018 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Shares held jointly of record by the Reporting Person and her spouse.