SEC Form 4 · accession 0001575610-17-000001
TriState Capital Holdings, Inc. · TSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Helen Hanna Casey
Director
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 10:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 30, 2017 | P | 10,000 | $23.6627 | A | 25,000 | D | |
| Common Stock | holding | — | — | — | 39,055 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is the average price. The shares were purchased in multiple transactions at prices ranging from $23.55 to $23.75, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2Shares held jointly of record by the Reporting Person and her spouse.