SEC Form 4/A · accession 0001575602-16-000009
TriState Capital Holdings, Inc. · TSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James J. Dolan
Director
Period of report
Oct 12, 2016
Accepted (ET)
Dec 13, 2016 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 12, 2016 | G | 0 | $0.00 | D | 100,632 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment corrects the inadvertent report of a gift of 5,000 shares, which gift had been previously reported in an earlier Form 4.
- F2Shares held jointly of record by the Reporting Person and his spouse.