SEC Form 4 · accession 0001575462-18-000002
TriState Capital Holdings, Inc. · TSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L. Sullivan
Director
Period of report
Jan 16, 2018
Accepted (ET)
Mar 13, 2018 · 11:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 16, 2018 | A | 20,023 | $0.00 | A | 159,553 | D | |
| Common Stock | holding | — | — | — | 15,000 | I | By FMT Co Custodian for IRA Rollover FBO Mark L. Sullivan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person elected to receive 5,023 shares of this stock, all of which are shares of restricted stock issued under the Company's 2014 Omnibus Incentive Plan that vests in three years, in lieu of cash payments under the incentive compensation program applicable to the Reporting Person. The remaining shares were issued to him as a restricted stock award under that incentive compensation program.