SEC Form 4/A · accession 0001575462-17-000002
TriState Capital Holdings, Inc. · TSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark L. Sullivan
Officer — VICE CHAIRMAN AND CFO · Director
Period of report
Jan 12, 2017
Accepted (ET)
Apr 7, 2017 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 12, 2017 | P$0 | 28,266 | $0.00 | A | 139,530 | D | |
| Common Stock | holding | — | — | — | 15,000 | I | By FMT Co Custodian for IRA Rollover FBO Mark L. Sullivan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person inadvertently reported the number of shares acquired as 28,251