SEC Form 4 · accession 0001575462-16-000004
TriState Capital Holdings, Inc. · TSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L. Sullivan
Officer — VICE CHAIRMAN AND CFO · Director
Period of report
Jan 14, 2016
Accepted (ET)
Jan 19, 2016 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2016 | A | 6,127 | $0.00 | A | 111,264 | D | |
| Common Stock | holding | — | — | — | 15,000 | I | By FMT Co Custodian for IRA Rollover FBO Mark L. Sullivan |
Table II — derivative securities
No Table II lines on this filing.