SEC Form 3 · accession 0001414284-19-000004
TriState Capital Holdings, Inc. · TSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Riddle
Officer — CEO, Chartwell Inv. Partners
Period of report
Feb 19, 2019
Accepted (ET)
Mar 11, 2019 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 237,507 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $13.03 | holding | — | — | — | May 21, 2019 | May 21, 2024 | Common Stock | 10,000 | — | D |
Explanation of responses
- F1These options were granted in May 21, 2014 and will vest and became exercisable on May 21, 2019.