SEC Form 4 · accession 0001179116-18-000002
TriState Capital Holdings, Inc. · TSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Yasinsky
Director
Period of report
May 18, 2018
Accepted (ET)
May 21, 2018 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2018 | M | 6,000 | $8.00 | A | 33,500 | D | |
| Common StockF1 | May 18, 2018 | S | 6,000 | $26.50 | D | 27,500 | D | |
| Common Stock | holding | — | — | — | 12,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $8.00 | May 18, 2018 | M | 6,000 | D | Jun 30, 2013 | Dec 31, 2020 | Common Stock | 6,000 | 0 | D |
| Stock Options (Right to Buy)F3 | $10.25 | holding | — | — | — | Jun 30, 2015 | Dec 31, 2022 | Common Stock | 6,000 | 6,000 | D |
| Stock Options (Right to Buy)F4 | $11.78 | holding | — | — | — | Jun 13, 2016 | Dec 13, 2023 | Common Stock | 6,000 | 6,000 | D |
| Stock Options (Right to Buy)F5 | $9.32 | holding | — | — | — | Jun 30, 2014 | Dec 31, 2021 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1Shares held jointly of record by the Reporting Person and his spouse.
- F23,000 of these options will vest and become exercisable on or about 6/30/2013, and the remaining 3,000 options will vest and become exercisable on 12/31/2015.
- F33,000 of these options vested and became exercisable on or about 6/30/2015, and the remaining 3,000 options will vest and become exercisable on 12/31/2017.
- F43,000 of these options will vest and become exercisable on 6/13/2016, and the remainder will vest and become exercisable on 12/13/2018.
- F53,000 of these options vested and became exercisable on or about 6/30/2014, and the remaining 3,000 options will vest and become exercisable on 12/31/2016.